Microtrac Ultrafine Particle Analyzer Utilizing Dynamic Light Scattering Theory
Using light for particle size measurement
Light has properties that can be used for determining particle size and particle
size distributions. In the case of diffraction instruments, such as the
Microtrac S3000, the angle at which the light is diffracted depends upon the
wavelength of the light and the particle size. The angle of diffraction is
measured to determine size. For a particular particle size, should the
wavelength change, the angle will change. There is another feature of light that
can be used for determining the particle size – it is the frequency. Frequency
is a measure of how many waves pass through a given point during one second. The
more waves that cross the point or the closer the distance between the waves,
the higher the frequency. Frequency change or shift information is used in
Dynamic Light Scattering.
Dynamic light scattering
Dynamic light scattering (DLS) theory is a well established technique for
measuring particle size over the size range from a few nanometers to a few
microns. The concept uses the idea that small particles in a suspension move in
a random pattern. A microbiologist by the name of Brown first discovered this
effect while observing objects thought to be living organisms, by light
microscopy. Later it was determined that the “organisms” were actually
particles, but the term has endured. Thus, the movement of small particles in a
resting fluid is termed “Brownian Motion” and can easily be observed for
particles of approximately (0.5 to 1.0) sing a microscope at a magnification of
200 - 400X. Observation of larger particles compared to smaller particles will
show that the larger particles move more slowly than the smaller ones if the
temperature is the same. (Use the link to the applet to observe an animation of
the effect of solvent molecules on particles). According to Einstein’s
developments in his Kinetic Molecular Theory (applied to heat), molecules that
are much smaller than the particles can impart a change to the direction of the
particle and its velocity. Thus water molecules (0.00033 microns) can move
polystyrene particles as large as a couple of microns. The combination of these
effects is observed as vibrations and an overall movement of the particle.
Demonstration of Brownian Motion
When a coherent source of light (such as a laser) having a known frequency is
directed at the moving particles, the light is scattered, but at a different
frequency. The change in the frequency is quite similar to the change in
frequency or pitch one hears when an ambulance with its wailing siren approaches
and finally passes. The shift is termed a Doppler shift or broadening, and the
concept is the same for light when it interacts with small moving particles. For
the purposes of particle measurement, the shift in light frequency is related to
the size of the particles causing the shift. Due to their higher average
velocity, smaller particles cause a greater shift in the light frequency than
larger particles. It is this difference in the frequency of the scattered light
among particles of different sizes that is used to determine the sizes of the
particles present.
Heterodyne and homodyne configurations

Commercial DLS instruments use either homodyne or heterodyne configurations.
Microtrac invented (introduced in 1990) the use of the heterodyne configuration
as used in conjunction with development of a power spectrum and more advanced
mathematical treatment of the scattered light information. Figure 1 illustrates
the two measurement configurations, which can be employed to obtain the Brownian
motion information from the frequency shifted light. As shown on the right
(heterodyne measurement) the frequency-shifted light is mixed (thus the term
heterodyne) with stable, unshifted light. The unshifted light originates from
the laser, a part of which is reflected in the instrument to the detector. This
light acts as a stable reference point or baseline for the scattered, shifted
light from each particle. The interaction (interference) of the reflected and
shifted light allows for removal of the high optical frequency present in the
particle-scattered light. This leaves only the lower shifted frequencies, which
are the values that are related to the size of the particles. A similar approach
is used in homodyne measurement, but the reference is, in effect, light shifted
by other randomly moving, unstable particles. In both cases the interference
signal frequencies are indicative of the Doppler frequency shifts due to the
particles' Brownian motion and are the basis of the particle sizing measurement
by DLS.
UPA Technical concepts
The following is a more technical description of the heterodyne process and how
the UPA is different from other DLS instruments that use homodyne detection.
The expressions for P(w) shown in Figure 1 represent the power spectra which are
the distributions of power as a function of frequencies. They therefore show
distributions of frequencies. These are Lorentzian functions of angular
frequencies, w, for both homodyne and heterodyne detection. The particle size is
determined by the analysis of these power spectra. The constant
g appears as a
particle characteristic frequency of the response and is a function of the
wavelength,l, scatter angle,
q, and the diffusion coefficient, D. The diffusion
coefficient, D, is a value that describes the movement of a particle in
suspension relative to other particle sizes. The value D depends on the
temperature, “T”, the suspending medium viscosity, “h”, and particle radius
(size), “a”.
Note that there are two differences between the power spectra for the two cases.
First, the homodyne detection power spectrum depends upon twice the
characteristic frequency, 2g, while the heterodyne detection power spectrum
depends upon just g. Second, the homodyne power is proportional to the scattered
light intensity squared, (Is)2, while the heterodyne power is proportional to
the product of the scattered intensity and reference (laser) intensity, (Is)(Io).
The latter means that the heterodyne signal level can be made many orders of
magnitude larger than the homodyne signal by providing a large reference, Io,
using the reflected laser. This concept allows for measurement of very dilute
suspensions and very small particles when observing light scattered at 180o
(back-scattered).
Microtrac Ultrafine Particle Analyzer measurement approach
The Microtrac Ultrafine Particle Analyzer (UPA) operates with heterodyne
detection. Figure 2 is a diagram of the UPA measurement system. A magnified view
shows the region of light interaction with the suspended particles. The UPA has
an optical wave guide (fiber optic) focused on the outer surface of an integral
sapphire window, which is immersed in the suspension. The sapphire window
delivers the laser beam to the sample. The sapphire window and waveguide
combination also collects the backscattered light. The reflection (Fresnel) of
the original laser, at the interface between the window and the medium, is mixed
with the back-scattered light. The reflection is unshifted in frequency and
provides the local oscillator (reference) for heterodyne detection. The high
index of refraction of sapphire produces a reflected reference beam having
adequate intensity.
Two important features should be noted. First, the high intensity reflected
reference allows the heterodyne component to dominate the power spectrum and to
provide a signal many orders of magnitude higher than the equivalent homodyne
signal. The high signal allows for the use of a silicon photo detector and a
solid-state laser diode source. The all solid-state source-detector combination
is very stable and reliable.
The second important feature is the very short path length that the scattered
light signal travels in the suspension. The short path length allows measurement
of high particle concentration while preventing effects of multiple optical
scattering effects (re-scattering of light by the presence of too many particles
that can lead to errors).

Also shown in Figure 2 is the balance of the measurement system for the UPA. The
stainless steel probe contains the waveguide. The waveguide contains three arms.
One arm of the waveguide transmits the laser to the tip of the waveguide and is
focused onto the front surface of the sapphire window. A portion of the light is
reflected while the remaining light exits the probe (second arm) and interacts
with the particles. The probe tip is immersed in the suspended particles much
the same as one would a pH electrode. The directional “Y” optical splitter not
only delivers the laser to the tip, but also collects and returns the scattered
and the reflected beams to the photodetector. The latter is done through the
third arm of the three-port waveguide. The power spectrum of the interference
signal is calculated with high speed FFT digital signal processor hardware. The
power spectrum is then subjected to further calculation (inversion) to give the
particle size distribution. Specialized mathematics packages are not needed to
obtain particle size distributions. The heterodyne Controlled Reference Method
of the UPA technology overall permits a dynamic measuring range that is both
higher and lower than the homodyne concepts
A copy of the publication describing further details of the Ultrafine Particle
Analyzer technology is available from Microtrac, Inc through this website.
“A New Approach to particle Sizing by Dynamic Light Scattering”, P.J. Freud and
M.N. Trainer, Microtrac, Inc.
“High-concentration submicron particle size distribution by dynamic light
scattering”, M.N. Trainer, P.J. Freud and E.M. Leonardo, American Laboratory,
July 1992.
For more information, please contact us. We are able to provide the product to meet exactly what you need.